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7.23.08
Regulatory Notice
FINRA Provides Clarification on SEC Guidance Regarding Emergency Orders Concerning Short Selling
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7.18.08
Regulatory Notice
FINRA Reminds Firms that the Trading Activity Fee is Assessed on Exchange-Listed Options Transactions when FINRA is the DOEA
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7.11.08
Regulatory Notice
SEC Approves Amendments to Expand the Scope of NASD Rule 2440 and IM-2440-1 to All Securities Transactions
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7.9.08
Interpretive Letter
Partial redemption allocations and disclosure practices in Auction Rate Securities
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7.7.08
Regulatory Notice
SEC Approves Amendments to NASD Rule 2810 (Direct Participation Programs)
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Archive of Recent Announcements
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